Thursday, February 21, 2013

US Big Security Broker and Investment Advice Corps 4Q 2012 Earnings Up 11%

I found 10 US Security Broker and Investment Advice Corps filing with the SEC and which also generated Adjusted After-tax Net Income of more than $100 mil in either the 4Q 2012 or in the 4Q 2011.

These 10 US Security Broker and Investment Advice Corps generated Total Adjusted After-tax Net Income of $2,816 mil in the 4Q 2012, up a robust 11% over the 4Q 2011.  The main driver of this 11% total earnings growth was the exceptionally well run BlackRock.

Below is the Ongoing, Adjusted After-tax Net Income of these 10 US Security Broker and Investment Advice Corps for both the 4Q 2012 and the 4Q 2011.


4Q 2012 4Q 2011


Non-GAAP Non-GAAP

Adjusted Adjusted Increase Increase
Net Net (Decrease) (Decrease)
Company Income Income Amount %

mils of $s mils of $s mils of $s
Security Brokers and Investment Advice







BlackRock 690 555 135 24%
FranklinResources 516 481 35 7%
Ameriprise Fincl 367 308 59 19%
T Rowe Price 232 188 44 23%
Charles Schwab 211 163 48 29%
CME Group 210 236 (26) -11%
Invesco Ltd 203 191 12 6%
TD Ameritrade 147 152 (5) -3%
IntercontlExchnge 135 128 7 5%
NYSE Euronext 105 130 (25) -19%





Total all 10 2,816 2,532 284 11%