Wednesday, March 28, 2018

36 Largest US Security Brokers, Investment Advice and Exchange Corps Filing With the SEC (SIC 6200, 6211 and 6282) Posted 4Q 2017 Total Earnings of $28.469 Bil as Compared to Their 4Q 2016 Total Earnings of $9.378 Bil ........................................................................................ Included in the 4Q 2017 Total Earnings Were Income Tax Benefits of $18.107 Bil Courtesy of the US Federal Income Tax Debt Forgiveness Feature Included in the US Trump Tax Cuts Act ........................................................................................ Excluding Altaba, Inc, the Remaining 35 US Corps Posted 4Q 2017 Total Earnings of $9.345 Bil, Down 0.4% From Their 4Q 2016 Total Earnings of $9.378 Bil

From SEC filings, below here is Net Income (Loss) From Continuing Operations for the 4Q 2017 and the 4Q 2016 for the 36 largest US Security Brokers, Investment Advice and Exchange Corps in the SEC SIC Sector Codes of 6200, 6211 and 6282 with Stock Market Caps of at least $2 Bil.
Corp
Quarter
End
When    TTCA TTCA
Trump US GAAP US GAAP US Decline
Tax Net Net Federal  in Value of
US Security Brokers,  Cuts Income Income Income Deferred TTCA
Investment Advice&Exchange Corps Act (Loss) (Loss) Tax Income Toll
SEC SIC 6200, 6211 and 6282 State TTCA Dec 17 Dec 16 Better Debt Tax Tax
Stock Market Cap Above $2 Bil City Hqs HQs Signed Quarter Quarter (Worse) Forgiveness Assets Exp
mils $ mils $ mils $ mils $ mils $ mils $
CME Group Chicago IL Dec 17            2,939               373            2,566            2,600        
BlackRock New York NY Dec 17            2,310               851            1,459            1,652           (477)
Intercontinental Exchange Atlanta GA Dec 17            1,231               359               872               764
Morgan Stanley New York NY Dec 17               704            1,680             (976)          (1,200)
Charles Schwab San Francisco CA Dec 17               597               522                 75               (46)
Janus Henderson Group Denver CO Dec 17               472                 29               443               345                 (5)
Apollo Global Management New York NY Dec 17               461               394                 67               (54)
Invesco Ltd Atlanta GA Dec 17               423               218               205               131
Affiliated Managers Group West Palm Beach FL Dec 17               394               206               188               217             (23)
T Rowe Price Baltimore MD Dec 17               387               367                 20               (19)             (52)
TD Ameritrade Omaha NE Dec 17               297               216                 81                 68
Cboe Global Markets Chicago IL Dec 17               257                 45               212               192
Nasdaq New York NY Dec 17               246             (224)               470                 87
Ameriprise Financial Minneapolis MN Dec 17               181               400             (219)             (221)             (57)
Legg Mason Baltimore MD Dec 17               169                 65               104               221
Interactive Brokers Group Greenwich CT Dec 17               164                 21               143               (22)             (62)
Federated Investors Inc Pittsburgh PA Dec 17               132                 57                 75                 70
E*Trade Financial New York NY Dec 17               129               127                   2               (58)
SEI Investments Oaks PA Dec 17               122                 89                 33                 27             (15)
Raymond James Financial St Petersburg FL Dec 17               119               148               (29)             (104)             (13)
Eaton Vance Boston MA Dec 17                 89                 64                 25               (22)               (3)
LPL Financial Holdings Inc Boston MA Dec 17                 64                 42                 22                   9
Houlihan Lokey Los Angeles CA Dec 17                 62                 34                 28                 17
Virtu Financial New York NY Dec 17                 48                 35                 13
Morningstar Inc Chicago IL Dec 17                 39                 70               (31)                 15               (4)
Marketaxess Holdings Inc New York NY Dec 17                 33                 33                 -                   (7)               (5)
Oaktree Capital Group LLC Los Angeles CA Dec 17                 13                 59               (46)               (33)
Financial Engines Sunnyvale CA Dec 17                   6                   9                 (3)                 (8)
Artisan Partners Asset Management Inc Milwaukee WI Dec 17                   1                 59               (58)
Evercore Inc New York NY Dec 17                 (1)                 60               (61)             (143)
Stifel Financial St Louis MO Dec 17                 (2)                 27               (29)               (42)
Lazard Ltd New York NY Dec 17               (83)               111             (194)             (217)
BGC Partners New York NY Dec 17             (158)                 66             (224)               (84)             (37)
Franklin Resources San Mateo CA Dec 17             (572)               419             (991)                 53            (1,121)
Goldman Sachs New York NY Dec 17          (1,928)            2,347          (4,275)          (1,080)        (3,320)
Total all 35 Excluding Altaba Inc            9,345            9,378               (33)            6,468          (3,365)        (5,189)
Altaba, Inc * New York NY Dec 17          19,124                 -            19,124          11,639           (651)
Total all 36          28,469            9,378          19,091          18,107          (3,365)        (5,840)


* 6 Months Ended Dec 2017, Since 3 Months Ended Dec 2017 Was Not Disclosed
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