NII Holdings filed for bankruptcy and posted massive Reorganization Gains of $1.959 bil in the Nine Months ended Sept 2015 along with massive Special Charges of $1.341 bil in the Nine Months ended Sept 2016. Its US GAAP amounts reported were not very meaningful and thus it was excluded below.
Below here are the Total Reported US GAAP Earnings (Losses) From Continuing Operations for the Calendar 3Q of both 2016 and 2015 of each of these 395 Small US Companies.
| Calendar | Calendar | ||||||||
| 3Q | 3Q | ||||||||
| 2016 | 2015 | ||||||||
| Most | Calendar | US GAAP | US GAAP | Net | Net | ||||
| Recent | 3Q | Net | Net | Income | Income | ||||
| City | State | 2015 | Month | Income | Income | (Loss) | (Loss) | ||
| Companies With Market Caps $100-200 Mil | HQs | HQs | FYE | End | (Loss) | (Loss) | Change | Change | |
| $ mils | $ mils | $ mils | % | ||||||
| School Specialty | Greenville | WI | Dec15 | Sept | 43 | 39 | 4 | ||
| Sanchez Production Partners LP | Houston | TX | Dec15 | Sept | 29 | 8 | 21 | ||
| Calamos Asset Management Inc | Naperville | IL | Dec15 | Sept | 28 | (3) | 31 | ||
| EnerNOC Inc | Boston | MA | Dec15 | Sept | 21 | 13 | 8 | ||
| Manning and Napier Inc | Fairport | NY | Dec15 | Sept | 20 | 26 | (6) | ||
| Owens Realty Mortgage | Walnut Creek | CA | Dec15 | Sept | 19 | 0 | 19 | ||
| Townsquare Media Inc | Greenwich | CT | Dec15 | Sept | 16 | 16 | - | ||
| Stonegate Mortgage | Indianapolis | IN | Dec15 | Sept | 16 | (20) | 36 | ||
| TriplePoint Venture Growth BDC | Menlo Park | CA | Dec15 | Sept | 11 | 6 | 5 | ||
| Stellus Capital Investment Corp | Houston | TX | Dec15 | Sept | 10 | (1) | 11 | ||
| American Capital Senior Floating Ltd | Bethesda | MD | Dec15 | Sept | 10 | (7) | 17 | ||
| Avid Technology Inc | Burlington | MA | Dec15 | Sept | 9 | 11 | (2) | ||
| Tiptree Financial Inc | New York | NY | Dec15 | Sept | 8 | (6) | 14 | ||
| Malvern Bancorp Inc | Paoli | PA | Sep16 | Sept | 8 | 1 | 7 | ||
| Cardinal Ethanol LLC | Union City | IN | Sep16 | Sept | 7 | 9 | (2) | ||
| AgroFresh Solutions | Philadelphia | PA | Dec15 | Sept | 7 | (17) | 24 | ||
| Consumer Portfolio Services Inc | Irvine | CA | Dec15 | Sept | 7 | 8 | (1) | ||
| Ellington Residential Mortgage REIT | Old Greenwich | CT | Dec15 | Sept | 7 | (5) | 12 | ||
| SandRidge Permian Trust | Austin | TX | Dec15 | Sept | 6 | 14 | (8) | ||
| BRT Realty Trust | Great Neck | NY | Sep16 | Sept | 6 | 7 | (1) | ||
| Alliance Healthcare Services Inc | Newport Beach | CA | Dec15 | Sept | 6 | 13 | (7) | ||
| Cherry Hill Mortgage Investment Corp | Moorestown | NJ | Dec15 | Sept | 6 | (5) | 11 | ||
| Security National Financial | Salt Lake City | UT | Dec15 | Sept | 5 | 5 | 0 | ||
| Jernigan Capital | Memphis | TN | Dec 15 | Sept | 5 | (1) | 6 | ||
| Health Insurance Innovations | Tampa | FL | Dec15 | Sept | 5 | 2 | 4 | ||
| Huttig Building Products | St. Louis | MO | Dec15 | Sept | 5 | 23 | (18) | ||
| Asta Funding Inc | Englewood Cliffs | NJ | Sep16 | Sept | 5 | 1 | 4 | ||
| Saratoga Investment Corp | New York | NY | Feb16 | Aug | 5 | 1 | 4 | ||
| PrimeEnergy Corp | Stamford | CA | Dec15 | Sept | 5 | (1) | 6 | ||
| Fonar Corp | Melville | NY | Jun16 | Sept | 5 | 3 | 1 | ||
| First Community Financial Partners Inc | Joliet | IL | Dec15 | Sept | 4 | 3 | 1 | ||
| Escalade Inc | Evansville | IN | Dec15 | Sept | 4 | 2 | 2 | ||
| Willis Lease Finance Corp | Novato | CA | Dec15 | Sept | 4 | 3 | 1 | ||
| Applied Genetic Technologies | Alachua | FL | Jun16 | Sept | 4 | (9) | 13 | ||
| SWK Holdings Corp | Dallas | TX | Dec15 | Sept | 4 | (5) | 9 | ||
| CM Finance | New York | NY | Jun16 | Sept | 4 | 0 | 4 | ||
| Parke Bancorp | Washington Township | NJ | Dec15 | Sept | 4 | 3 | 1 | ||
| Elite Pharmaceuticals | Northvale | NJ | Mar16 | Sept | 4 | (2) | 6 | ||
| Civista Bancshares | Sandusky | OH | Dec15 | Sept | 4 | 3 | 0 | ||
| Hennessy Advisors Inc | Novato | CA | Sep16 | Sept | 4 | 3 | 0 | ||
| Red Lion Hotels Corp | Spokane | WA | Dec15 | Sept | 4 | 3 | 1 | ||
| FS Bancorp | Mountlake Terrace | WA | Dec15 | Sept | 3 | 2 | 1 | ||
| P.A.M. Transportation Services Inc | Tontitown | AR | Dec15 | Sept | 3 | 6 | (2) | ||
| First Guaranty Bancshares Inc | Hammond | LA | Dec15 | Sept | 3 | 4 | (1) | ||
| Mesabi Trust | New York | NY | Jan16 | Oct | 3 | 2 | 1 | ||
| First Internet Bancorp | Fishers | IN | Dec15 | Sept | 3 | 2 | 1 | ||
| ACNB Corp | Gettysburg | PA | Dec15 | Sept | 3 | 3 | - | ||
| KVH Industries Inc | Middletown | RI | Dec15 | Sept | 3 | (0) | 3 | ||
| NCI Inc | Reston | VA | Dec15 | Sept | 3 | 3 | - | ||
| UFP Technologies Inc | Newburyport | MA | Dec15 | Sept | 3 | 1 | 2 | ||
| Unity Bancorp | Clinton | NJ | Dec15 | Sept | 3 | 3 | 0 | ||
| C&F Financial Corp | West Point | VA | Dec15 | Sept | 3 | 3 | - | ||
| Citizens Financial Services Inc | Mansfield | PA | Dec15 | Sept | 3 | 3 | - | ||
| County Bancorp | Manitowoc | WI | Dec15 | Sept | 3 | 3 | - | ||
| CompX Intl Inc | Dallas | TX | Dec15 | Sept | 3 | 2 | 1 | ||
| Farmers & Merchants Bancorp | Archbold | OH | Dec15 | Sept | 3 | 3 | 0 | ||
| KCAP Financial Inc | New York | NY | Dec15 | Sept | 3 | (16) | 19 | ||
| Timberland Bancorp | Hoquiam | WA | Sep16 | Sept | 3 | 3 | - | ||
| 1st Constitution Bancorp | Cranbury | NJ | Dec15 | Sept | 3 | 2 | 1 | ||
| Psychemedics | Acton | MA | Dec15 | Sept | 3 | 1 | 2 | ||
| Silvercrest Asset Management Group Inc | New York | NY | Dec15 | Sept | 3 | 3 | 0 | ||
| Southern National Banc of Virginia Inc | Charlottesville | VA | Dec15 | Sept | 3 | 2 | 0 | ||
| Chemung Financial Corp | Elmira | NY | Dec15 | Sept | 3 | 2 | 0 | ||
| Autobytel | Irvine | CA | Dec15 | Sept | 3 | 2 | 1 | ||
| First Financial Northwest Inc | Renton | WA | Dec15 | Sept | 3 | 2 | 0 | ||
| First Bancshares | Hattiesburg | MS | Dec15 | Sept | 3 | 2 | 0 | ||
| Two Rivers Bancorp | Tinton Falls | NJ | Dec15 | Sept | 3 | 2 | 1 | ||
| Chesapeake Granite Wash Trust | Austin | TX | Dec15 | Sept | 3 | 13 | (10) | ||
| Greene County Bancorp | Catskill | NY | Jun16 | Sept | 3 | 2 | 0 | ||
| Unique Fabricating | Auburn Hills | MI | Dec15 | Sept | 3 | 1 | 1 | ||
| Willdan Group | Anaheim | CA | Dec 15 | Sept | 2 | 1 | 2 | ||
| Shore Bancshares Inc | Easton | MD | Dec15 | Sept | 2 | 2 | 1 | ||
| MidSouth Bancorp Inc | Lafayette | LA | Dec15 | Sept | 2 | 3 | (0) | ||
| Strattec Security Corp | Milwaukee | WI | Jun16 | Sept | 2 | 4 | (1) | ||
| Community Bankers Trust Corp | Richmond | VA | Dec15 | Sept | 2 | (8) | 10 | ||
| Eastern Co | Naugatuck | CT | Dec15 | Sept | 2 | 3 | (0) | ||
| OFS Capital Corp | Chicago | IL | Dec15 | Sept | 2 | 1 | 1 | ||
| Bank of Commerce Holdings | Redding | CA | Dec15 | Sept | 2 | 3 | (0) | ||
| Delta Apparel Inc | Greenville | SC | Sep15 | Sept | 2 | 4 | (2) | ||
| Goldfield Corp | Melbourne | FL | Dec15 | Sept | 2 | 2 | 1 | ||
| Evans Bancorp | Angola | NY | Dec15 | Sept | 2 | 3 | (0) | ||
| First Keystone Corp | Berwick | PA | Dec15 | Sept | 2 | 2 | (0) | ||
| Landmark Bancorp | Manhattan | KS | Dec15 | Sept | 2 | 3 | (0) | ||
| Lake Sunapee Bank Group | Newpoer | NH | Dec15 | Sept | 2 | 2 | - | ||
| Radiant Logistics Inc | Bellevue | WA | Jun16 | Sept | 2 | 0 | 2 | ||
| Planet Payment Inc | Long Beach | NY | Dec15 | Sept | 2 | 0 | 2 | ||
| Ocean Shore Holding | Ocean City | NJ | Dec15 | Sept | 2 | 2 | - | ||
| Riverview Bancorp Inc | Vancouver | WA | Mar16 | Sept | 2 | 2 | - | ||
| Salem Media Group Inc | Camarillo | CA | Dec15 | Sept | 2 | 2 | - | ||
| FNB Bancorp | South San Francisco | CA | Dec15 | Sept | 2 | 2 | - | ||
| Commerce Union Bancshares | Brentwood | TN | Dec15 | Sept | 2 | 2 | - | ||
| Provident Bancorp Inc | Amesbury | MA | Dec15 | Sept | 2 | 0 | 2 | ||
| California First National Bancorp | Irvine | CA | Jun16 | Sept | 2 | 2 | - | ||
| AXT Inc | Fremont | CA | Dec15 | Sept | 2 | 0 | 2 | ||
| Nicholas Financial Inc | Clearwater | FL | Mar16 | Sept | 2 | 3 | (1) | ||
| Investar Holding Corp | Baton Rouge | LA | Dec15 | Sept | 2 | 2 | - | ||
| United Security Bancshares | Fresno | CA | Dec15 | Sept | 2 | 2 | - | ||
| BCB Bancorp | Bayonne | NJ | Dec15 | Sept | 2 | 2 | - | ||
| Community Financial Corp | Waldorf | MD | Dec15 | Sept | 2 | 1 | 1 | ||
| Peoples Bancorp of North Carolina | Newton | NC | Dec15 | Sept | 2 | 2 | - | ||
| BG Staffing Inc | Plano | TX | Dec15 | Sept | 2 | 2 | - | ||
| Eastern Virginia Bankshares | Glen Allen | VA | Dec15 | Sept | 2 | 2 | - | ||
| Maui Land & Pineapple | Lahaina | HI | Dec15 | Sept | 2 | 10 | (8) | ||
| Entegra Financial Corp | Franklin | NC | Dec15 | Sept | 2 | 2 | - | ||
| MVB Financial Corp | Fairmont | WV | Dec15 | Sept | 2 | 2 | 1 | ||
| A-Mark Precious Metals Inc | Santa Monica | CA | Jun15 | Sept | 2 | 6 | (4) | ||
| Cypress Energy Partners LP | Tulsa | OK | Dec15 | Sept | 2 | (2) | 4 | ||
| First Community Corp | Lexington | SC | Dec15 | Sept | 2 | 2 | - | ||
| Patriot National | Fort Lauderdale | FL | Dec15 | Sept | 2 | 4 | (2) | ||
| Enduro Royalty Trust | Austin | TX | Dec15 | Sept | 2 | 4 | (2) | ||
| PRGX Global | Atlanta | GA | Dec15 | Sept | 2 | (3) | 5 | ||
| Citizens Holding Company | Philadelphia | MS | Dec15 | Sept | 2 | 2 | - | ||
| QNB Corp | Quakertown | PA | Dec15 | Sept | 2 | 2 | - | ||
| Franklin Financial Services Corp | Chambersburg | PA | Dec15 | Sept | 2 | 3 | (1) | ||
| Bio-Path Holdings Inc | Bellaire | TX | Dec15 | Sept | 2 | 2 | - | ||
| ASB Bancorp Inc | Asheville | NC | Dec15 | Sept | 2 | 1 | 1 | ||
| First South Bancorp | Washington | NC | Dec15 | Sept | 2 | 1 | 1 | ||
| Northeast Bancorp | Lewiston | ME | Jun16 | Sept | 2 | 2 | - | ||
| Northwest Indiana Bancorp | Munster | IN | Dec15 | Sept | 2 | 2 | - | ||
| Auburn National Bancorporation | Auburn | AL | Dec15 | Sept | 2 | 2 | - | ||
| MOCON Inc | Minneapolis | MN | Dec15 | Sept | 2 | 1 | 1 | ||
| First Northern Community Bancorp | Dixon | CA | Dec15 | Sept | 2 | 2 | - | ||
| FNCB Bancorp | Dumore | PA | Dec15 | Sept | 2 | 2 | - | ||
| Security Federal Corp | Aiken | SC | Dec15 | Sept | 2 | 2 | - | ||
| Plumas Bancorp | Quincy | CA | Dec15 | Sept | 2 | 2 | 0 | ||
| Salisbury Bancorp | Lakeville | CT | Dec15 | Sept | 2 | 2 | - | ||
| First Capital | Corydon | IN | Dec15 | Sept | 2 | 1 | 0 | ||
| Bridgford Foods | Anaheim | CA | Oct15 | July | 2 | 2 | - | ||
| Polar Power | Gardena | CA | Dec15 | Sept | 2 | 0 | 2 | ||
| Beasley Broadcast Group | Naples | FL | Dec15 | Sept | 2 | (1) | 2 | ||
| Select Bancorp | Dunn | NC | Dec15 | Sept | 2 | 1 | 0 | ||
| Howard Bancorp | Ellicott City | MD | Dec15 | Sept | 2 | (1) | 3 | ||
| Collectors Universe Inc | Santa Ana | CA | Jun16 | Sept | 2 | 2 | (0) | ||
| Provident Financial Holdings Inc | Riverside | CA | Jun16 | Sept | 2 | 2 | (1) | ||
| Kingsway Financial Services | Itasca | IL | Dec15 | Sept | 2 | (1) | 3 | ||
| Aware Inc | Bedford | MA | Dec15 | Sept | 2 | 2 | (0) | ||
| Travelzoo Inc | New York | NY | Dec15 | Sept | 2 | 9 | (7) | ||
| Carolina Bank Holding | Greensboro | NC | Dec15 | Sept | 2 | 1 | 0 | ||
| JMP Group Inc | San Francisco | CA | Dec15 | Sept | 2 | (1) | 3 | ||
| Iradimed | Winter Springs | FL | Dec 15 | Sept | 2 | 2 | (0) | ||
| Revolution Lighting Technologies | Stamford | CT | Dec15 | Sept | 2 | (0) | 2 | ||
| SmartFinancial | Knoxville | TN | Dec15 | Sept | 2 | (0) | 2 | ||
| Atlantic Coast Financial Corp | Waycross | GA | Dec15 | Sept | 2 | 1 | 1 | ||
| CB Financial Services | Carmichaels | PA | Dec15 | Sept | 2 | 2 | (1) | ||
| ESSA Bancorp Inc | Stroudsburg | PA | Sep16 | Sept | 2 | 2 | (1) | ||
| First Real Estate Investment Trust of NJ | Hackensack | NJ | Oct15 | July | 1 | 1 | 0 | ||
| Orrstown Financial Services | Shippensburg | PA | Dec15 | Sept | 1 | 2 | (1) | ||
| Codexis Inc | Redwood City | CA | Dec15 | Sept | 1 | 5 | (4) | ||
| Bank of SC Corp | Charleston | SC | Dec15 | Sept | 1 | 1 | 0 | ||
| Cross Timbers Royalty Trust | Fort Worth | TX | Dec15 | Sept | 1 | 2 | (1) | ||
| CyberOptics Corp | Golden Valley | MN | Dec15 | Sept | 1 | (1) | 2 | ||
| Airgain | San Diego | CA | Dec15 | Sept | 1 | 0 | 1 | ||
| Commercial Vehicle Group Inc | New Albany | OH | Dec15 | Sept | 1 | 3 | (2) | ||
| Value Line Inc | New York | NY | Apr16 | Oct | 1 | 2 | (1) | ||
| New England Realty Associates LP | Allston | MA | Dec15 | Sept | 1 | 1 | - | ||
| Global Water Resources | Phoenix | AZ | Dec15 | Sept | 1 | 22 | (21) | ||
| J Alexanders Holdings | Nashville | TN | Dec15 | Sept | 1 | (2) | 3 | ||
| Fincera | San Diego | CA | Dec15 | Sept | 1 | 0 | 1 | ||
| Centrue Financial Corp | Ottawa | IL | Dec15 | Sept | 1 | 1 | - | ||
| Information Services Group Inc | Stamford | CT | Dec15 | Sept | 1 | 2 | (1) | ||
| StarTek | Greenwood Village | CO | Dec15 | Sept | 1 | (8) | 9 | ||
| Core Molding Technologies Inc | Columbus | OH | Dec15 | Sept | 1 | 2 | (1) | ||
| Oconee Federal Financial | Seneca | SC | Jun16 | Sept | 1 | 1 | - | ||
| Prudential Bancorp Inc of PA | Philadelphia | PA | Sep16 | Sept | 1 | 0 | 1 | ||
| Royal Energy Resources | Charleston | SC | Dec15 | Sept | 1 | (0) | 1 | ||
| Old Point Financial | Hampton | VA | Dec15 | Sept | 1 | 1 | - | ||
| VOXX Intl Corp | Hauppauge | NY | Feb16 | Aug | 1 | (4) | 5 | ||
| LifeVantage Corp | Sandy | UT | Jun16 | Sept | 1 | 1 | - | ||
| TESSCO Technologies Inc | Hunt Valley | MD | Mar16 | Sept | 1 | 3 | (2) | ||
| Astro-Nova | West Warwick | RI | Jan16 | Oct | 1 | 1 | - | ||
| Simulations Plus | Lancaster | CA | Aug16 | Aug | 1 | 0 | 0 | ||
| GigPeak | San Jose | CA | Dec15 | Sept | 1 | 1 | (0) | ||
| Lee Enterprises Inc | Davenport | IA | Sep16 | Sept | 1 | 10 | (9) | ||
| Northwest Pipe Co | Vanvouver | WA | Dec15 | Sept | 1 | (2) | 2 | ||
| Skyline Corp | Elkhart | IN | May16 | Aug | 1 | (1) | 2 | ||
| Lake Shore Bancorp | Dunkirk | NY | Dec15 | Sept | 1 | 1 | (1) | ||
| Napco Security Technologies Inc | Amityville | NY | Jun16 | Sept | 1 | 0 | 0 | ||
| Westfield Financial Inc | Westfield | MA | Dec15 | Sept | 1 | 2 | (1) | ||
| Norwood Financial Corp | Honesdale | PA | Dec15 | Sept | 1 | 2 | (1) | ||
| GSI Technology Inc | Sunnyvale | CA | Mar16 | Sept | 1 | (0) | 1 | ||
| American Farmland Co | New York | NY | Dec15 | Sept | 1 | 0 | 1 | ||
| Gulf Island Fabrcation | Houston | TX | Dec15 | Sept | 1 | (12) | 13 | ||
| Ohio Valley Banc Corp | Gallipolis | OH | Dec15 | Sept | 0 | 2 | (1) | ||
| Envirostar | Miami | FL | Jun16 | Sept | 0 | 0 | 0 | ||
| LMI Aerospace Inc | St Charles | MO | Dec15 | Sept | 0 | 0 | 0 | ||
| Majesco | New York | NY | Mar16 | Sept | 0 | (1) | 1 | ||
| Sunshine Bancorp | Plant City | FL | Dec15 | Sept | 0 | 0 | 0 | ||
| Pacific Drilling SA | Houston | TX | Dec15 | Sept | 0 | 41 | (41) | ||
| Be Active Holdings Inc | New York | NY | Dec15 | Sept | 0 | (1) | 1 | ||
| Sundance Strategies | Provo | UT | Mar16 | Sept | 0 | (0) | 0 | ||
| New Age Beverages | Denver | CO | Dec15 | Sept | 0 | (0) | 1 | ||
| Farmland Partners Inc | Denver | CO | Dec15 | Sept | 0 | 1 | (1) | ||
| Cogentix | Minnetonka | MN | Dec15 | Sept | 0 | (2) | 3 | ||
| Youngevity Intl Inc | Chula Vista | CA | Dec15 | Sept | 0 | 0 | (0) | ||
| FreightCar America Inc | Chicago | IL | Dec15 | Sept | 0 | 15 | (15) | ||
| Gladstone Land Corp | McLean | VA | Dec15 | Sept | 0 | 0 | (0) | ||
| Kush Bottles | Santa Ana | CA | Aug16 | Aug | 0 | (0) | 0 | ||
| DNB Financial | Downingtown | PA | Dec15 | Sept | 0 | 1 | (1) | ||
| MakingORG | Los Angeles | CA | Dec15 | Sept | (0) | (0) | (0) | ||
| Radio One Inc | Silver Spring | MD | Dec15 | Sept | (0) | (18) | 18 | ||
| RCI Hospitality Holdings Inc | Houston | TX | Sep16 | Sept | (0) | 1 | (1) | ||
| Griffin Industrial Realty Inc | New York | NY | Nov15 | Aug | (0) | 1 | (1) | ||
| Lifeway Foods Inc | Morton Grove | IL | Dec15 | Sept | (0) | 1 | (1) | ||
| Gastar Exploration Inc | Houston | TX | Dec15 | Sept | (0) | (188) | 188 | ||
| Gaia Inc | Louisville | CO | Dec15 | Sept | (0) | (1) | 1 | ||
| Iteris | Santa Ana | CA | Mar16 | Sept | (0) | (0) | 0 | ||
| Median Group | San Antonio | TX | Dec15 | Sept | (0) | 5 | (5) | ||
| Bigfoot Project Investments | Redwood City | CA | July16 | Oct | (0) | (0) | (0) | ||
| RenovaCare Inc | New York | NY | Dec15 | Sept | (0) | (0) | - | ||
| Shiloh Industries | Wimington | DE | Oct15 | July | (0) | 2 | (2) | ||
| Black Diamond Inc | Salt Lake City | UT | Dec15 | Sept | (0) | (51) | 51 | ||
| DCB Financial Corp | Lewis Center | OH | Dec15 | Sept | (0) | 11 | (11) | ||
| Hillman Companies Inc | Cincinnati | OH | Dec15 | Sept | (0) | (0) | (0) | ||
| US Auto Parts Network | Carson | CA | Dec15 | Sept | (0) | (0) | (0) | ||
| A. H. Belo Corp | Dallas | TX | Dec15 | Sept | (0) | (4) | 4 | ||
| Delta Natural Gas Company Inc | Winchester | KY | Jun16 | Sept | (0) | (1) | 0 | ||
| Ballantyne Strong | Omaha | NE | Dec15 | Sept | (0) | (2) | 2 | ||
| Intevac Inc | Santa Clara | CA | Dec15 | Sept | (0) | (4) | 3 | ||
| Trans World Entertainment Corp | Albany | NY | Jan16 | Oct | (0) | (4) | 4 | ||
| Castle Brands Inc | New York | NY | Mar16 | Sept | (0) | (1) | 0 | ||
| CUI Global Inc | Tualatin | OR | Dec15 | Sept | (1) | (0) | (0) | ||
| Pure Cycle | Denver | CO | Aug16 | Aug | (1) | (23) | 23 | ||
| Universal Stainless & Alloy Products | Bridgeville | PA | Dec15 | Sept | (1) | (17) | 17 | ||
| Petro River Oil | New York | NY | Apr16 | Oct | (1) | 6 | (7) | ||
| Consumer Capital Group | Pasadena | CA | Dec15 | Sept | (1) | 0 | (1) | ||
| IRIDEX Corp | Mountain View | CA | Dec15 | Sept | (1) | 0 | (1) | ||
| General Finance Corporation | Pasadena | CA | Jun16 | Sept | (1) | (1) | (0) | ||
| Performant Financial Corp | Livermore | CA | Dec15 | Sept | (1) | (0) | (0) | ||
| Loop Industries | Los Angeles | CA | Feb16 | Aug | (1) | (1) | (0) | ||
| RMG Networks Holding Corp | Addison | TX | Dec15 | Sept | (1) | (3) | 2 | ||
| Interups | New York | NY | May16 | Aug | (1) | (0) | (1) | ||
| Fulgent Genetics | Temple City | CA | Dec15 | Sept | (1) | 1 | (2) | ||
| PFSweb Inc | Allen | TX | Dec15 | Sept | (1) | (4) | 3 | ||
| Cherokee | Sherman Oaks | CA | Jan16 | Oct | (1) | 2 | (3) | ||
| Garrison Capital Inc | New York | NY | Dec15 | Sept | (1) | (0) | (1) | ||
| Pharmacyte Biotech | Laguna Hills | CA | Apr16 | Oct | (1) | (2) | 1 | ||
| Bovie Medical Corp | Purchase | NY | Dec15 | Sept | (1) | (2) | 1 | ||
| iPass Inc | Redwood Shores | CA | Dec15 | Sept | (1) | (3) | 2 | ||
| Chromadex | Irvine | CA | Dec15 | Sept | (1) | (0) | (1) | ||
| Rasna Therapeutics | New York | NY | Jun16 | Sept | (1) | (0) | (1) | ||
| Hardinge Inc | Elmira | NY | Dec15 | Sept | (1) | (0) | (1) | ||
| Houston Wire & Cable Company | Houston | TX | Dec15 | Sept | (1) | 1 | (2) | ||
| Soligenix | Princeton | NJ | Dec15 | Sept | (2) | 3 | (5) | ||
| Wheeler Real Estate Investment Trust Inc | Virginia Beach | VA | Dec15 | Sept | (2) | (7) | 6 | ||
| Global Medical REIT | Bethesda | MD | Dec15 | Sept | (2) | (0) | (2) | ||
| Alcentra Capital Corp | New York | NY | Dec15 | Sept | (2) | 3 | (5) | ||
| Nobilis Health | Houston | TX | Dec15 | Sept | (2) | 13 | (15) | ||
| Jamba Inc | Emeryville | CA | Dec15 | Sept | (2) | 13 | (15) | ||
| Upland Software | Austin | TX | Dec15 | Sept | (2) | (2) | - | ||
| Imageware Systems Inc | San Diego | CA | Dec15 | Sept | (2) | (2) | - | ||
| Gas Natural | Mentor | OH | Dec15 | Sept | (2) | (2) | - | ||
| US Brent Oil Fund LP | Oakland | CA | Dec15 | Sept | (2) | (29) | 27 | ||
| PAVmed | New York | NY | Dec15 | Sept | (2) | (1) | (2) | ||
| Adams Resources & Energy Inc | Houston | TX | Dec15 | Sept | (2) | (0) | (2) | ||
| GSV Capital Corp | Woodside | CA | Dec15 | Sept | (2) | 9 | (11) | ||
| USA Technologies Inc | Malvern | PA | Jun16 | Sept | (2) | 0 | (3) | ||
| New York & Company Inc | New York | NY | Jan16 | Oct | (3) | (5) | 3 | ||
| Numerex Corp | Atlanta | GA | Dec15 | Sept | (3) | (16) | 14 | ||
| Kona Grill Inc | Scottsdale | AZ | Dec15 | Sept | (3) | (1) | (1) | ||
| OncoCyte | Alameda | CA | Dec15 | Sept | (3) | (2) | (0) | ||
| Inventure Foods Inc | Phoenix | AZ | Dec15 | Sept | (3) | (2) | (1) | ||
| Abeona Therapeutics | Dallas | TX | Dec15 | Sept | (3) | (6) | 3 | ||
| RadiSys Corp | Hillsboro | OR | Dec15 | Sept | (3) | (2) | (1) | ||
| Twin Disc Inc | Racine | WI | Jun16 | Sept | (3) | (4) | 2 | ||
| Ooma Inc | Palo Alto | CA | Jan16 | Oct | (3) | (4) | 1 | ||
| Biocardia | San Carlos | CA | Dec15 | Sept | (3) | (3) | - | ||
| RealNetworks Inc | Seattle | WA | Dec15 | Sept | (3) | (21) | 18 | ||
| Consolidated Water Co Ltd | Fort Lauderdale | FL | Dec15 | Sept | (3) | 2 | (5) | ||
| Cellceutix Corp | Beverly | MA | Jun16 | Sept | (3) | (3) | - | ||
| Cytosorbents Corp | Monmouth Junction | NJ | Dec15 | Sept | (3) | (3) | - | ||
| Helius Medical Technologies | Newtown | PA | Mar16 | Sept | (3) | 2 | (5) | ||
| US 12 Month Oil Fund LP | Oakland | CA | Dec 15 | Sept | (3) | (19) | 16 | ||
| Biolase | Irvine | CA | Dec15 | Sept | (3) | (5) | 2 | ||
| VolitionRX Ltd | Salt Lake City | UT | Dec15 | Sept | (3) | (3) | (0) | ||
| MVC Capital Inc | Purchase | NY | Oct15 | July | (4) | (14) | 11 | ||
| QuinStreet Inc | Foster City | CA | Jun16 | Sept | (4) | (6) | 3 | ||
| ExOne Co | North Huntingdon | PA | Dec15 | Sept | (4) | (10) | 6 | ||
| EVINE Live Inc | Minneapolis | MN | Jan16 | Oct | (4) | (5) | 1 | ||
| Bone Biologics | Boston | MA | Dec15 | Sept | (4) | (3) | (1) | ||
| AAC Holdings | Brentwood | TN | Dec15 | Sept | (4) | 2 | (6) | ||
| Liquidmetal Technologies | Rancho Santa Margarita | CA | Dec15 | Sept | (4) | (1) | (3) | ||
| Rightside Group Ltd | Kirkland | WA | Dec15 | Sept | (4) | (3) | (1) | ||
| Tremor Video | New York | NY | Dec15 | Sept | (4) | (29) | 25 | ||
| Legacy Reserves LP | Midland | TX | Dec15 | Sept | (4) | (90) | 86 | ||
| Uranium Energy | Corpus Christi | TX | Jul16 | Oct | (4) | (5) | 1 | ||
| Transcontinental Realty Investors Inc | Dallas | TX | Dec15 | Sept | (4) | (7) | 2 | ||
| YuMe Inc | Redwood City | CA | Dec15 | Sept | (4) | (7) | 2 | ||
| Derma Sciences Inc | Princeton | NJ | Dec15 | Sept | (5) | (5) | 0 | ||
| Volt Information Sciences Inc | New York | NY | Oct15 | July | (5) | (4) | (1) | ||
| Rosetta Stone | Arlington | VA | Dec15 | Sept | (5) | (7) | 2 | ||
| CAI Intl Inc | San Francisco | CA | Dec15 | Sept | (5) | 13 | (18) | ||
| Pendrell Corp | Kirkland | WA | Dec15 | Sept | (5) | 0 | (5) | ||
| Obalon Therapeutics | San Diego | CA | Dec15 | Sept | (5) | (4) | (1) | ||
| Recro Pharma | Malvern | PA | Dec15 | Sept | (5) | (2) | (3) | ||
| Vuzix Corp | West Henrietta | NY | Dec15 | Sept | (5) | (2) | (3) | ||
| Workhorse Group | Loveland | OH | Dec15 | Sept | (5) | (4) | (1) | ||
| Great Elm Capital Corp | Los Altos | CA | Jun16 | Sept | (6) | (3) | (3) | ||
| Horizon Technology Finance Corp | Farmington | CT | Dec15 | Sept | (6) | 4 | (9) | ||
| eHealth Inc | Mountain View | CA | Dec15 | Sept | (6) | 4 | (10) | ||
| L.B. Foster Co | Pittsburgh | PA | Dec15 | Sept | (6) | (57) | 51 | ||
| Zynerba Pharmaceuticals | Devon | PA | Dec15 | Sept | (6) | (4) | (2) | ||
| Invivo Therapeutics Holdings Corp | Cambridge | MA | Dec15 | Sept | (6) | (2) | (4) | ||
| Five Star Quality Care | Newton | MA | Dec15 | Sept | (6) | (26) | 20 | ||
| Terra Tech Corp | Newport Beach | CA | Dec15 | Sept | (6) | (2) | (4) | ||
| Athersys | Cleveland | OH | Dec15 | Sept | (6) | (6) | 0 | ||
| Marchex Inc | Seattle | WA | Dec15 | Sept | (6) | (0) | (6) | ||
| Anavex Life Sciences Corp | New York | NY | Sep16 | Sept | (7) | (5) | (1) | ||
| Vericel | Cambridge | MA | Dec15 | Sept | (7) | (4) | (2) | ||
| Ecoark Holdings | Rogers | AR | Dec15 | Sept | (7) | (3) | (4) | ||
| Zagg Inc | Salt Lake City | UT | Dec15 | Sept | (7) | 4 | (11) | ||
| Hill Intl Inc | Philadelphia | PA | Dec15 | Sept | (7) | 3 | (10) | ||
| Maxwell Technologies Inc | San Diego | CA | Dec15 | Sept | (7) | (1) | (6) | ||
| VirnetX Holding Corp | Zephyr Cove | NV | Dec15 | Sept | (7) | (6) | (1) | ||
| VBI Vaccines | Cambridge | MA | Dec15 | Sept | (7) | (19) | 12 | ||
| Accuride Corp | Evansville | IN | Dec15 | Sept | (7) | 5 | (12) | ||
| Bioamber Inc | Plymouth | MN | Dec15 | Sept | (7) | (8) | 1 | ||
| Kura Oncology | La Jolla | CA | Dec 15 | Sept | (7) | (6) | (1) | ||
| Conatus Pharmaceuticals | San Diego | CA | Dec15 | Sept | (7) | (6) | (1) | ||
| Axsome Therapeutics | New York | NY | Dec15 | Sept | (7) | (5) | (2) | ||
| American Semiconductor | Devens | MA | Mar16 | Sept | (7) | (8) | 1 | ||
| Lombard Medical | Irvine | CA | Dec15 | Sept | (7) | (8) | 1 | ||
| Kopin Corp | Westborough | MA | Dec15 | Sept | (8) | (5) | (3) | ||
| Everi Holdings Inc | Las Vegas | NV | Dec15 | Sept | (8) | (6) | (2) | ||
| GlycoMimentics | Rockville | MD | Dec15 | Sept | (8) | (7) | (1) | ||
| Leaf Group Ltd | Santa Monica | CA | Dec15 | Sept | (8) | (14) | 6 | ||
| Luby's Inc | Houston | TX | Aug16 | Aug | (8) | 0 | (8) | ||
| Energy Fuels | Lakewood | CO | Dec15 | Sept | (8) | (5) | (3) | ||
| Synthetic Biologics Inc | Ann Arbor | MI | Dec15 | Sept | (8) | (8) | - | ||
| Liberty Tax Inc | Virginia Beach | VA | Apr16 | Oct | (9) | (9) | - | ||
| DURECT Corp | Cupertino | CA | Dec15 | Sept | (9) | (6) | (3) | ||
| SIGA Technologies | New York | NY | Dec15 | Sept | (9) | (6) | (3) | ||
| Approach Resources Inc | Fort Worth | TX | Dec15 | Sept | (9) | (149) | 140 | ||
| VIVUS Inc | Mountain View | CA | Dec15 | Sept | (9) | (16) | 7 | ||
| Endocyte | West Lafayette | IN | Dec15 | Sept | (9) | (10) | 1 | ||
| Invuity | San Francisco | CA | Dec15 | Sept | (9) | (9) | - | ||
| Ocular Therapeutix | Bedford | MA | Dec15 | Sept | (10) | (12) | 2 | ||
| Cogint | Boca Raton | FL | Dec15 | Sept | (10) | (4) | (6) | ||
| Sientra | Santa Barbara | CA | Dec15 | Sept | (10) | (7) | (3) | ||
| Vital Therapies | San Diego | CA | Dec15 | Sept | (10) | (12) | 2 | ||
| Noodles & Co | Broomfield | CO | Dec15 | Sept | (10) | (10) | - | ||
| MMA Capital Management LLC | Baltimore | MD | Dec15 | Sept | (10) | (10) | - | ||
| McClatchy Co | Sacramento | CA | Dec15 | Sept | (10) | (1) | (9) | ||
| McClatchy Co | Sacramento | CA | Dec15 | Sept | (10) | (1) | (9) | ||
| ContraFect Corp | Yonkers | NY | Dec15 | Sept | (11) | (6) | (5) | ||
| Inotek Pharmaceuticals | Lexington | MA | Dec15 | Sept | (11) | (56) | 45 | ||
| Cellular Biomedicine Group | Cupertino | CA | Dec15 | Sept | (11) | (5) | (6) | ||
| Real Industry Inc | Sherman Oaks | CA | Dec15 | Sept | (11) | 2 | (13) | ||
| AcelRx Pharmaceuticals | Redwood City | CA | Dec15 | Sept | (11) | 5 | (16) | ||
| Cascadian Therapeutics | Seattle | WA | Dec15 | Sept | (11) | (5) | (6) | ||
| BioScrip | Denver | CO | Dec15 | Sept | (11) | (24) | 13 | ||
| Eiger Biopharmaceuticals | Palo Alto | CA | Dec15 | Sept | (11) | (3) | (8) | ||
| Dawson Geophysical Co | Midland | TX | Dec15 | Sept | (12) | (3) | (9) | ||
| Adeptus Health | Lewisville | TX | Dec15 | Sept | (12) | 1 | (13) | ||
| Cidara Therapeutics | San Diego | CA | Dec15 | Sept | (12) | (9) | (3) | ||
| Immune Design Corp | Seattle | WA | Dec15 | Sept | (12) | (7) | (5) | ||
| T2 Biosystems Inc | Lexington | MA | Dec15 | Sept | (13) | (12) | (1) | ||
| Genocea Biosciences | Cambridge | MA | Dec15 | Sept | (13) | (10) | (3) | ||
| Transenterix | Morrisville | NC | Dec15 | Sept | (13) | (14) | 1 | ||
| Avinger | Redwood City | CA | Dec15 | Sept | (13) | (13) | - | ||
| Xerium Technologies | Youngsville | NC | Dec15 | Sept | (13) | 1 | (14) | ||
| vTv Therapeutics | High Point | NC | Dec15 | Sept | (14) | (10) | (4) | ||
| Madrigal Pharmaceuticals | West Conshohocken | PA | Dec15 | Sept | (14) | (2) | (12) | ||
| Viewray Inc | Oakwood Village | OH | Dec15 | Sept | (14) | (10) | (4) | ||
| Adverum Biotechnologies | Menlo Park | CA | Dec15 | Sept | (14) | (14) | - | ||
| Dimension Therapeutics Inc | Cambridge | MA | Dec15 | Sept | (14) | (11) | (3) | ||
| Syndax Pharmaceuticals | Waltham | MA | Dec15 | Sept | (15) | (8) | (7) | ||
| Alliance One Intl Inc | Morrisville | NC | Mar16 | Sept | (16) | (21) | 5 | ||
| Stage Stores | Houston | TX | Jan16 | Oct | (16) | (10) | (6) | ||
| BioDelivery Sciences Intl Inc | Raleigh | NC | Dec15 | Sept | (16) | (20) | 4 | ||
| Fortress Biotech | New York | NY | Dec15 | Sept | (17) | (20) | 3 | ||
| Intrepid Potash Inc | Denver | CO | Dec15 | Sept | (18) | (8) | (10) | ||
| CDI Corp | Philadelphia | PA | Dec15 | Sept | (18) | (20) | 2 | ||
| Inseego | San Diego | CA | Dec15 | Sept | (19) | (21) | 2 | ||
| Mirati Therapeutics | San Diego | CA | Dec15 | Sept | (19) | (19) | - | ||
| OvaScience | Waltham | MA | Dec15 | Sept | (19) | (18) | (1) | ||
| Amyris Inc | Emeryville | CA | Dec15 | Sept | (20) | (77) | 57 | ||
| Regulus Therapeutics Inc | San Diego | CA | Dec15 | Sept | (20) | (13) | (7) | ||
| Tetraphase Pharmaceuticals | Watertown | MA | Dec15 | Sept | (21) | (18) | (3) | ||
| TerraVia Holdings | South San Francisco | CA | Dec15 | Sept | (26) | (35) | 9 | ||
| Neos Therapeutics | Grand Prairie | TX | Dec15 | Sept | (26) | (9) | (17) | ||
| Comstock Resources | Frisco | TX | Dec15 | Sept | (28) | (545) | 517 | ||
| iHeartMedia Inc | San Antonio | TX | Dec15 | Sept | (28) | (213) | 185 | ||
| CTI BioPharma | Seattle | WA | Dec15 | Sept | (29) | (33) | 4 | ||
| Pacific Mercantile Bancorp | Costa Mesa | CA | Dec15 | Sept | (31) | 0 | (31) | ||
| Bluestem Group | Eden Prairie | MN | Jan16 | Oct | (32) | 10 | (42) | ||
| Dynavax Technologies Corp | Berkeley | CA | Dec15 | Sept | (35) | (30) | (5) | ||
| Bonanza Creek Energy | Denver | CO | Dec15 | Sept | (35) | (112) | 77 | ||
| Genie Energy Ltd | Newark | NJ | Dec15 | Sept | (37) | 3 | (40) | ||
| ImmunoGen Inc | Waltham | MA | Jun16 | Sept | (45) | (34) | (11) | ||
| Ophtotech | New York | NY | Dec15 | Sept | (61) | (40) | (21) | ||
| Sears Hometown and Outlet Stores Inc | Hoffman Estates | IL | Jan16 | Oct | (93) | (6) | (87) | ||
| Peabody Energy | St Louis | MO | Dec15 | Sept | (96) | (144) | 48 | ||
| Kadmon Holdings | New York | NY | Dec15 | Sept | (117) | (82) | (35) | ||
| Tidewater Inc | New Orleans | LA | Mar16 | Sept | (178) | (44) | (134) | ||
| Vanguard Natural Resources LLC | Houston | TX | Dec15 | Sept | (245) | (462) | 217 | ||
| Total all 395 | (1,556) | (2,883) | 1,327 | 46% |
